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The
territories of the United States spread across many geographic regions
and climates. The land stretches from the tropics to the edges of the
Arctic. These varied terrains have attracted, challenged, and
supported many different groups of people. America’s relatively low
population density and its relatively high standard of living, along
with opportunities for free expression, continue to fuel immigration
to the United States. The nation remains a magnet for immigrants,
despite the fact that substantial disparities exist in wealth and in
access to resources between recent immigrants and more established
Americans.
Growth Through Immigration
Colonizers and conquerors,
wanderers and settlers have long been attracted to America’s abundant
resources. Since 1820, when national record keeping began, more than
65 million people have come to the United States; 660,000 immigrants
arrived in 1998 alone. The vast majority of Americans trace their
ancestry to one or more of these immigrant groups. The various ethnic
and racial origins of the residents and immigrants remain important
sources of personal identity. Of the 224 million people reporting
their ancestry in the 1990 census, only 13 million, or 6 percent,
identified themselves as Americans only. The rest chose one or more
broad racial or linguistic groupings (such as African American or
Hispanic) or national heritages (German, English, Irish, and Italian
were most common) to define their origins. Most Americans possess
varied national, ethnic, and racial identities that reflect both the
origins of their ancestors and their own affiliation to the United
States.
Until
the late 19th century, immigration to the United States was
unrestricted, and immigrants came freely from all parts of the world.
However, the areas of the world contributing the largest share of
immigrants have shifted during the course of America’s history. In the
1790s the largest numbers of immigrants came from Great Britain,
Ireland, western and central Africa, and the Caribbean. A hundred
years later, most immigrants came from southern, eastern, and central
Europe. In 1996 they were most likely to come from Mexico, the
Philippines, India, Vietnam, and China—indicating a recent increase in
Asian immigration. Not all immigrants stay in the United States.
Although 46 million immigrants arrived in the United States from 1901
to 1999, nearly a third later returned to their homelands. In earlier
years, a similar proportion of migrants returned.
The
1990 census indicated that nearly 20 million inhabitants had been born
outside the United States, about 8 percent of the total population.
Eight million, or 40 percent, of those born overseas became
naturalized citizens. Early in the 20th century it took immigrants
three generations to switch from their native language to English. At
the end of the 20th century, the shift to English was taking only two
generations. This is not only because of the daily exposure to
English-language movies, television, and newspapers, but because
entry-level jobs in service industries require more communication
skills than did the factory jobs that immigrants took a century or
more ago.
Growth Through Immigration
- Ancient Immigrants and Early Cultures
The earliest
arrivals of humans into the territory that is now the United States
are poorly documented, but archaeological work provides an idea of
when human settlement began in the Americas. Most anthropologists
believe that small groups of hunters and foragers began migrating from
northeastern Asia to northwestern North America at least 15,000 years
ago. These ancient migrants crossed to North America during the most
recent of the ice ages, when glaciers had frozen much of the world's
water on land. At that time, sea levels were lower than they are today,
and a natural land bridge, called Beringia, linked present-day Siberia
and Alaska. The earliest archaeological sites in North America, dated
at more than 11,000 years old, indicate that humans quickly spread
south and east across the continent. Separate waves of peoples
migrated to the Americas over thousands of years. The last of these
occurred around 4,000 years ago when the Inuit and Aleut peoples
arrived in what is now Alaska from northeastern Asia. Other migrations
include the Hawaiian people, who arrived from the island of Raiatea,
near Tahiti in Polynesia, in the 7th century
ad.
More migrations to Hawaii from the same region occurred through the
13th century. For more information on the peopling of the Americas,
see Migration to the Americas.
By the
15th century thousands of separate groups lived in North America,
speaking hundreds of mutually incomprehensible languages and many more
related languages and dialects. The cultures were as varied as the
languages, ranging from agricultural, mound-building cultures in the
Southeast and in the Mississippi and Ohio river valleys to the cliff
dwellers in the Southwest, and from the complex fishing societies in
the Northwest to the foragers of the northern Great Lakes. These
various groups were neither static nor homogeneous populations. They
only seemed alike to the later-arriving Europeans, who mistakenly
labeled all these groups as “Indians.” In fact, recent histories of
native America show that towns and cultures emerged, prospered, and
sometimes fell because of changes in climate, technology, or available
resources. Warfare, diplomacy, and trade also affected native cultures
and settlements. The peoples of America have always exhibited social,
political, and economic diversity, and American history did not begin
with European settlement.
The
arrival of Europeans and Africans starting in the late 16th century
brought irreversible changes. As the European population grew,
conflicts developed between Europeans and Native Americans over the
control of the land. From the early 17th century to the late 19th
century, war, disease, and the confiscation of land, resources, and
livelihoods took a severe toll on all native populations. In what are
now the lower 48 states, a native population that ranged from 1.5
million to 8 million or more prior to European conquest was reduced to
243,000 by 1900. On the Hawaiian Islands, the native Hawaiian people
numbered 300,000 when Europeans arrived in 1778 and only 135,000 by
1820. In Alaska, 20,000 Aleutian natives existed before contact with
Europeans in the 18th century and only 1,400 by 1848.
Entire
peoples and ways of life disappeared, and straggling survivors formed
new nations or tribal groups with the remnants of other groups, moved
to new territories, and adopted various social, economic, and military
strategies for survival. Some migrated west, ahead of the advance of
European migration. Some went to Canada, where westward settlement by
European Canadians occurred somewhat later and where government
relations with native peoples were somewhat less harsh. The overall
decline of native populations masks periods of recovery and the
continued resistance of native peoples, but the dominant trend was one
of a steep decline in numbers. This trend was not reversed until the
second half of the 20th century—by the 2000 census, 2.5 million Native
Americans, including Inuits and Aleuts, lived in the United States.
Growth Through Immigration
- European and African Immigration in the Colonies
The Europeans and Africans
added new layers of complexity to the territories named the New World.
European military technology, commercial wealth, and immunity to
diseases such as smallpox, influenza, and tuberculosis generally gave
Europeans an advantage over the original inhabitants. Yet the Native
Americans knew the land and were skilled negotiators, eloquent
orators, and fierce fighters. Wresting control of the land from the
indigenous peoples took the newcomers some 300 years to accomplish.
Colonists established a variety of outposts for their European empires.
By the 17th and 18th centuries, the French had settlements around the
Great Lakes and the upper Mississippi River, and at New Orleans. The
Spanish established settlements in Florida, the Southwest, and
California. The British entrenched themselves in New England and the
South, while the Russians settled on the West Coast, and the Swedes
and the Dutch on the East Coast. This short list fails to capture the
ethnic complexity of early European settlement in what is now the
United States. The various settlements included Scots, Welsh, Irish,
Germans, Finns, Greeks, and Italians, as well as Maya, Aztec, and
African slaves.
European settlements, both in the North and the South, depended on the
skills and labor of these indentured European servants and,
particularly after 1700, of enslaved Africans. The majority of the
early European immigrants were not free—60 percent in the 17th century
and 51 percent in the 18th century arrived as indentured servants or
prisoners. However, these Europeans could hope to achieve freedom at
the end of their servitude. Africans were treated differently; neither
they nor their children could realistically hope to attain freedom. A
few Africans arriving in the New World were free men sailing the
Atlantic as part of an economic network connecting Europe, Africa, and
the Americas. The vast majority, however, were enslaved, purchased in
various parts of Africa to work on European plantations, farms, and
homesteads. Most Africans came from coastal West Africa and the Niger
River region. Smaller numbers came from central, southern, and eastern
Africa. Twenty-one percent of the population on the eve of the
American Revolution (1775-1783) was of African descent, almost all
working as slaves.
Ethnically and linguistically the African migration was as diverse as
the European; culturally it was more so. Most Africans caught in the
slave trade were skilled farmers, weavers, and metallurgists; smaller
numbers were herders, hunters, foragers, or city dwellers. Some had
been enslaved in their homelands and some were African royalty. They
included Muslims, Christians, and others who worshiped one god, as
well as those who worshiped multiple deities, such as animists and
ancestor worshipers. These involuntary immigrants faced a hard life in
the New World. Their labor and skills were exploited, their specific
national origins were forgotten, and their cultural traditions were
partially suppressed. Yet Africans in America constructed flexible
family networks that allowed their population to grow and expand in
spite of enslavement. The family protected its members from some of
the harshest features of enslavement and preserved elements of
religious belief, vocabulary, poetic tradition, family values, craft
and artistic practice, and other aspects of African heritage.
European American populations generally thrived as they expanded their
control over the continent. The predominately British Protestant
settlements on the East Coast grew rapidly during the colonial period
because of the immigration of women and men, nearly all of whom
married and had many children. Colonial American women, free and
enslaved, gave birth every two years on average, pushing the natural
increase (the surplus of births over deaths) of Britain’s American
colonies to twice that of the Old World. In addition, Britain absorbed
the smaller Dutch and Swedish colonies on the East Coast before the
end of the 17th century. The more isolated French, Russian, and
Spanish Roman Catholic settlements to the west remained relatively
small, in part because few women resided at these military posts,
missionary compounds, and trading stations. Their geographic isolation
inhibited immigration, keeping growth rates low and populations small.
Growth Through Immigration
- Diversity and Assimilation in American Society
The American victory in
the Revolutionary War united 13 of the English-speaking settlements
into the largest and most powerful political unit in the territory,
even though those first 13 states hugging the eastern coast seem small
compared with the country’s eventual size. As a result of the
Revolution, approximately 71,500 people out of a populace of some 2.5
million fled the new United States. Some were Loyalists—political or
economic refugees whose loyalties to Great Britain remained strong;
others were blacks seeking refuge from slavery. Immigration and the
commercial slave trade after the war quickly restored the population
to its former level. The Revolution also opened up the area west of
the Appalachian mountains to settlement, as fur traders and farmers
were no longer confined by British settlement restrictions. Pioneering
citizens, immigrants, and slaves moved west, displacing Native
Americans who had hoped to preserve their cultures undisturbed by the
expanding United States.
The
17th and 18th centuries saw a growing importation of Africans into
North America. After 1808 U.S. law forbade the importation of slaves
from abroad, although some smuggling of slaves continued. Few people
from Africa chose to come to the United States voluntarily, where the
free African population was small, considered second-class citizens,
and confined largely to the northern states. Large numbers of
Europeans migrated to the United States in the early national period,
drawn by the promise of freedom, cheap land in the West, and jobs in
the first factories of the emerging industrial age. The influx of
Europeans, the end of the slave trade, and the ongoing wars removing
Native Americans meant that some of the racial diversity of the
population was diminishing. By the early decades of the 19th century,
a greater proportion of Americans were of western European and
Protestant heritage than at the time of the Revolution.
Over
the course of the 19th century, the United States gradually absorbed
the French colonists in the upper Midwest and in New Orleans,
Louisiana; the Spanish and Russian colonists in the South, West, and
Northwest; and the territories of the Hawaiian people and other
indigenous groups. Sometimes these territories were added by diplomacy,
sometimes by brute force. European visitors were surprised at the
diversity in nationalities and in religious and secular beliefs in
early America, as well as the number of intermarriages between people
of differing European heritages. There were also cross-racial births,
sometimes voluntary and sometimes by force, but rarely within legal
marriages. The population continued to grow through migration as well,
driven in part by English, Irish, and German settlers who came in
large numbers around 1848 to escape political repression and food
shortages in Europe.
By
1860, 86 percent of Americans counted in the census were white (72
percent native-born white) and 14 percent black. (Most Native
Americans were not included in census figures until the late 19th
century.) Although the country had become more uniform, it was not
homogeneous enough for some citizens. They sought at various times
between the Revolution and the American Civil War (1861-1865) to delay
the naturalization of foreign immigrants, to send African Americans to
Liberia or elsewhere, or to discriminate against Roman Catholics. But
the German and Irish immigrants of the midcentury gradually won
acceptance, and free African Americans insisted on an American
identity, pushing for an end to slavery and for full citizenship.
The
insecure status of even free African Americans in the middle decades
of the 19th century caused thousands of blacks to emigrate from the
United States to Canada, especially after the Fugitive Slave Law was
passed in 1850. This law required that slaves who escaped to free
states be returned to their masters. Within a year, 10,000 black
Americans fled to safety in Canada. By 1861, on the eve of the Civil
War, 50,000 African Americans resided in Canada.
The
American Civil War briefly interrupted European immigration. At the
end of the war some slaveowners moved to Brazil and other places where
slavery was still legal. With slavery abolished in the United States
and former slaves’ status as American citizens constitutionally
guaranteed, 30,000 African Americans returned from Canada to rejoin
family and friends. The constitutional promises of the post-Civil War
era were soon discarded. Racism in both the North and the South
confined African Americans to second-class citizenship in which
political and civil rights were ignored. Discrimination by race was
declared constitutional in 1896.
The
immigrant population changed dramatically after the Civil War. The
majority of white immigrants had traditionally come from western
Europe, but during the second half of the 19th century, many
immigrants came from central, southern, eastern, and northern Europe.
This influx brought in larger numbers of Roman Catholics. And for the
first time there were substantial communities of Orthodox Christians
and Jews. On the West Coast, Chinese and Japanese immigrants, mostly
men, arrived to work in agriculture and on the railroads.
From
1880 to 1914, peak years of immigration, more than 22 million people
migrated to the United States. As with earlier arrivals, some
immigrants returned home after a few years. Some maintained separate
ethnic and religious identities in urban neighborhoods as well as in
the smaller towns of the West, while others blended into American
society through marriage, education, language, employment, politics,
and sometimes religion.
Growth Through Immigration
- Restrictions on Immigration
Late-19th-century
immigrants, with their different ways and seemingly strange religions,
made American voters anxious enough to enact the first laws
restricting immigration. Social Darwinism, with its beliefs that
national characteristics or ethnic traditions were inherited, led
Americans to view immigrants from nonindustrialized nations as not
only economically backward but biologically inferior. It gave
more-established, native-born Americans a supposedly scientific excuse
for blocking immigration. Convicts and prostitutes were barred in
1875. Then paupers, the so-called mentally defective, and all Chinese
immigrants were excluded in 1882. Contract workers, who were often
Italian or Chinese, were also banned in the 1880s. Japanese
immigration was stopped in 1907.
By 1910
African Americans made up only 11 percent of the population, and
Native Americans constituted only 0.3 percent, their smallest
proportions ever. For Native Americans, the population decline was due
in part to the military defeat of the last of the independent nations
and in part to their impoverishment on reservations. Segregation,
lynching campaigns, and poverty slowed the growth of the African
American population. Even though more than three-quarters of Americans
were native-born whites in 1910, many citizens still felt insecure.
The settlement house movement, whose most prominent advocate was
social reformer Jane Addams, sought to speed the Americanization of
foreign-born urban residents through education and social services.
This was an insufficient response for some American citizens, and
additional restrictions were placed on immigration. After 1917 only
literate individuals were admitted.
The
Russian Revolution of 1917 convinced many Americans that all
foreigners were Bolsheviks, anarchists, or criminals. Fearing the
importation of radical political ideas, labor unrest, and attempts at
subversion, many Americans retreated into isolationism, the idea that
America should separate itself from the rest of the world. In 1921 and
1924 Congress mandated a quota system for immigration, which soon
became based on European ethnicities present in the United States in
1890, before many eastern Europeans had arrived. This granted 80
percent of the 150,000 annual visas to immigrants from western Europe,
leaving only 30,000 visas for immigrants from other countries.
The
Great Depression of the 1930s only sharpened feelings against
foreigners in America. With anti-immigrant feelings running high and
with jobs being scarce, more people emigrated from the United States
than arrived during the 1930s, the first period of negative migration
since the Revolution. The emigrants included an estimated 500,000
Mexican Americans, many of them U.S. citizens or legal immigrants, who
were forced out of the country on the grounds they were taking jobs
from supposedly real Americans, that is, those of western European
descent. This decade also saw the lowest population growth rate in the
history of the United States.
Not
only did old-stock Americans fear eastern and southern Europeans,
Hispanics, and Asians, but anti-Semitism was also commonplace in the
early 20th century. This was especially true after the turn of the
century, when immigration produced a substantial eastern European
Jewish presence in the cities. After World War I (1914-1918), the
children of these immigrants sought admission to high schools and
colleges, and they entered skilled and professional occupations, and
many Christians responded with fear. Quotas enforced during the 1920s
limited immigration from countries with large numbers of Jewish
emigrants. Colleges, professional schools, and businesses barred Jews
entirely or admitted only a few during this period. Through the first
half of the 20th century, towns and individual householders barred
Jews from buying real estate by including restrictive covenants in
property deeds, a practice known as “gentleman’s clauses.” Although
102,000 Jewish refugees escaping Nazi Germany were admitted into the
United States before World War II (1939-1945), many more were refused
entrance. As a consequence of this policy, some died in German labor
and death camps.
Growth Through Immigration
- Immigration in 20th-Century America
After the war, revelations
about the full extent of Nazi racism in Europe led to reevaluations of
American immigration policy and to special legislative exemptions to
the quota system. More than 93,000 Jews immigrated to the United
States from 1946 to 1949. War brides, displaced persons, refugees,
orphans, and other people caught in postwar political changes or in
the later conflicts of the Cold War were also granted permission to
enter the country. At first these were Russians, Czechs, and
Belorussians, but later they included Cubans, Vietnamese, Cambodians,
Hmong, Iranians, and others. The number of immigrants was relatively
small, and Americans thought of themselves as relatively homogeneous
in the 1950s and 1960s, a feeling bolstered by the all-white images
dominating the nation’s television screens. In 1960, 83 percent of
Americans were native-born whites.
The
civil rights movement, which peaked from 1955 to 1965, renewed
concerns about racism and issued a clear call to fulfill
constitutional guarantees of human equality. Racial prejudice,
anti-Semitism, anti-Catholic sentiment, and other forms of
discrimination became less acceptable, as did the image of the true
American as white, northern European, and Protestant. This change in
attitude helped bring an end to national quotas for immigrants. In
1965 family members of those already living in the United States were
given priority in immigrating without regard to national origin, as
were highly skilled individuals, but migration from Asia was placed
under a separate quota system that applied only to the Far East. By
1978 this provision was lifted, and all immigrants were treated
equally.
Because
of changes in U.S. immigration law and in economic and political
conditions worldwide, the number of immigrants to America resurged in
the last quarter of the 20th century. Immigrants from the Pacific Rim,
including Filipinos, Chinese, and Koreans, as well as immigrants from
American dependencies in the South Pacific, arrived on the West Coast
and settled throughout the United States. Mexicans, Guatemalans, Costa
Ricans, Caribbean peoples, and South Americans sought asylum and
opportunity in the United States, particularly in the Southeast and
Southwest and in large cities. Indians, Pakistanis, Arabs, Iranians,
and others sought an outlet for their skills. These new flows of
immigrants added Buddhism, Islam, and Hinduism to the mix of religious
beliefs in America. Hispanic Americans became the fastest-growing
segment of the population by the end of the 20th century. The effect
of immigration was not felt uniformly throughout the United States.
Immigrants tended to congregate in the more densely populated areas of
the United States: California, Florida, Texas, and the Northeast.
Although most immigrants entered the country legally, some did not.
According to official estimates, approximately 5 million illegal
immigrants resided in the United States in 1996, most from Mexico, El
Salvador, Guatemala, and Canada. Concern over immigration,
particularly illegal immigration, increased during the 1980s and
1990s. In the last decades of the 20th century, immigration laws were
amended to restrict the flow of all immigrants, to deport illegal
aliens, and to deny benefits to those already living in the country
legally. This wave of antiforeign sentiment was based on fears of tax
increases for schooling immigrant children, for social services, and
for health care, although illegal immigrants who work (albeit without
legal status) pay wage and sales taxes that help support education and
social services. Some citizens were also concerned about increased
competition for jobs, even though immigrants frequently fill positions
that American citizens do not want.
Other
Americans, however, welcomed these new additions to American culture.
Some employers depended on immigrants to harvest the nation’s crops,
sew garments, or wash dishes in restaurants, jobs that many U.S.
citizens found unattractive. Doctors and health professionals
recruited from overseas were often hired to staff small-town hospitals
in places where American professionals felt socially isolated.
Businesses and universities welcomed foreign-born engineers and
computer programmers because relatively few American students pursued
these fields of study. A lottery system for entrance visas was
designed to maintain the diversity of the immigrant pool by selecting
a limited number of migrants by chance rather than by national origin.
According to the 2000 census, 70.9 percent of Americans were
non-Hispanic whites, and the populations of blacks, Hispanics (who may
be of any race), Native Americans, and Asian and Pacific Islanders
were increasing. The Native American and African American populations
grew, reversing 19th-century declines in their share of the total
population. Migration from the Caribbean and smaller flows from
various parts of Africa created the first substantial influx of free
people of African descent in the nation’s history.
Growth Through Immigration
- Racism
These broad categories
only hint at the full ethnic and racial diversity of the American
population; conversely, the use of separate categories masks the many
characteristics Americans share. The United States has been described
as a melting pot where ethnic and racial groups shed their specific
traits and join with other Americans to create a new identity. The
nation has also been described as a salad bowl where people of
different backgrounds mingle at work and school, in civic
responsibilities, and as consumers, but where cultural traits remain
distinct.
In the
18th century American statesman Benjamin Franklin feared that Germans
could never be assimilated because of their foreign ways. In the
middle of the 19th century many thought that Irish Catholics would
subvert the American way of life. At the end of the 19th century the
Chinese, Japanese, Jews, Italians, and others were mistrusted. Yet
these groups eventually became part of mainstream America. At the end
of the 20th century, many people consider newer Asian immigrants,
Spanish-speaking peoples, and Muslims as permanently alien presences.
If the past is a guide, these groups too will meld into the general
American citizenry.
The
main exceptions to full acceptance remain Native Americans and African
Americans. Native Americans have a dual status based both on the
existence of reservations and vibrant tribal traditions, and on the
prejudices of many non-Native Americans. African Americans bear the
brunt of the oldest and most deeply rooted of American prejudices.
Initial
contacts between Africans and Europeans often began with
misunderstanding. Africans at first thought white-skinned people were
ghosts looking for people to eat, since white was the color of death
in much of Africa. Europeans sometimes assumed black-skinned peoples
were followers of the devil and therefore sinful, since black was the
traditional color associated with lies, sin, and evil in the Western
world. Differences in religion, language, and customs also led to
misunderstandings, even while economic similarities favored trade
between African kingdoms and European empires.
When
European merchants brought the first enslaved Africans to work in
their New World, they justified the enslavement on the premise that
Africans were not Christian and were supposedly not civilized—in other
words, the Africans were considered culturally inferior. By the 18th
century, many enslaved African Americans had converted to Protestant
Christianity, spoke English, and expressed a desire for freedom. A few
people of African descent had, against all the odds, become poets,
doctors, almanac publishers, plantation owners, and antislavery
activists. It became harder for whites to claim that Africans would
always be culturally inferior. Pro-slavery whites then began to
justify permanent enslavement by asserting that Africans were somehow
biologically inferior to Europeans. Whites claimed that anything
accomplished by people with black skin was inferior, that blacks were
intellectually and morally incapable of self-government, and that
blacks needed to be controlled by whites. This so-called scientific
racism based on presumed biological differences was useful in
slaveholding areas for protecting the economic interests of
slaveholders and useful in non-slaveholding areas for uniting all the
different, and potentially conflicting, European ethnicities under the
label “white.”
Racial
discrimination grew out of the practice of enslavement but outlasted
the institution of slavery. European newcomers could find common
ground with the majority of Americans by joining in the denigration of
African Americans. Poorer whites or socially marginal whites could
feel superior by virtue of their skin color, even if they were not
economically successful or fully accepted by their peers. Racism
helped to create a sense of unity among white Americans by defining
who was a full citizen. Racism also united African Americans through
shared experiences of discrimination and suffering. As a consequence,
white racism also promoted a sense of unity among black Americans, no
matter what their backgrounds.
Freedom
in the wake of the Civil War was a first step in eradicating this
prejudice. The civil rights era of the mid-20th century saw even more
advancement, but prejudice against black Americans has not been
entirely eliminated. At the beginning of the 21st century, a
relatively small number of white people still opposed a race-blind
America that would deny them a feeling of racial superiority. Some of
these people form militia, fascist, and vigilante groups that use
violence against African Americans, the federal government, and others
who challenge their restrictive views. The majority of Americans,
however, while sometimes reluctant to change, believe that all people
are created equal.
Americans tend to think in terms of a biracial, separated society,
even though whites and blacks have jointly built the United States,
and even though the family histories of whites, blacks, and other
races are often intermixed. In addition, the two groups share many
beliefs (such as freedom, liberty, and civil rights) and customs (from
poetry to sports and from work to holidays). Yet the idea of racial
difference, of superiority and inferiority, still provides the basis
for many social, cultural, political, economic, and religious
divisions in the United States.
Growth through Natural
Increase: Births
While the influx of
immigrants contributed to the growth of the American population and
helped build American society, the major factor affecting population
growth in the United States has always been the surplus of births over
deaths, or the natural increase of the population. American women at
the beginning of the 21st century bear an average of two children over
the course of their lives. Their great-grandmothers and
great-great-grandmothers in 1890 had an average of four children,
because in the 19th century fewer women had access to reliable methods
for controlling fertility. A century earlier, around 1790, women might
expect seven births throughout their lives, if they survived into
their late 40s.
Growth through Natural
Increase: Births - Birthrates in Early America
Little is known of the
birthrates of Native American societies before the arrival of
Europeans. There are hints that the birthrate was relatively low
because Native American women often breastfed their infants for three
or four years. Since breastfeeding has a contraceptive effect, it
appears that women gave birth about every four years. On the other
hand, since many Native American women traditionally married soon
after the onset of puberty, at around age 15, they might have had six
or seven children if they lived to at least age 45. Some researchers
have suggested that when European diseases and warfare killed large
numbers of native peoples, women increased their childbearing in order
to compensate for the excessive deaths in the community. Native
Americans may have gone from low birthrates to high birthrates, but
any increases in fertility could not make up for the deaths from
disease, starvation, and war. The birthrate among Native Americans
would not produce population growth until the 20th century.
European colonists had high birthrates compared with the birthrates in
Europe at the time. Free, white colonial women typically bore children
every two years and had an average of eight children, four of whom
might survive to adulthood. This was twice as many children as
European families had. Fertility was higher in the colonies because of
the need for labor on colonial farms, the availability of land to
support the larger numbers of children, and early and nearly universal
marriage.
The
enslaved African American population in the 17th century had more men
than women and more deaths than births. By the 18th century the ratio
of black men to black women was more equal and the population was
holding its own. By the early 19th century the African American
population was growing rapidly, but because of higher death rates and
the absence of immigration after 1808, the overall growth of the
African American population remained lower than that of the white
population. African Americans became an increasingly smaller
proportion of the population from the late 18th century to the early
20th century.
Growth through Natural
Increase: Births - Declining Birthrates
The European American
population doubled every 20 to 25 years until late in the 18th
century, after which birthrates began to decrease and growth rates
slowed. This decline in fertility rates early in America’s history is
a distinctive characteristic of American society. In the early 19th
century white women who lived through their childbearing years were
bearing 7 children over the course of their lives; by 1850 it was 5.4
children, by 1950 it was 3.0, and in 2003 it was 2.1. While the
longer-established American population experienced a decline in
fertility and family size during the 19th century, newer immigrants
had higher birthrates. It took two or three generations for these
immigrants to conform to the prevailing American fertility standards.
Growth through Natural
Increase: Births - Declining Birthrates
Women’s Education and
Birthrates
Decisions to limit family
size are based on complex personal, social, and economic factors. The
beginning of any fertility decline is most strongly linked to
increased education for women. Female academies appeared after the
American Revolution, public schooling became common in the early 19th
century, and the first women’s colleges and coeducational institutions
were created in the mid-19th century. Women read novels, newspapers,
magazines, and religious tracts. Women learned about individuality and
self-control and about planning for the future, and they applied these
concepts to fertility. They established reform groups and literary and
religious societies, indicating their interest in the world outside of
marriage and childbearing.
Although wives in early America had been most concerned with the
production of food and clothing, 19th-century families became
child-centered, and motherhood was exalted as a special calling
requiring education. Women had fewer children in order to provide each
child individualized attention and the best possible upbringing.
Declining fertility rates also reflected the increased cost of
child-rearing during the industrial age, as advanced education became
increasingly necessary; housing, food, and clothing costs rose; land
became scarcer and more expensive; and child labor became less
acceptable. Instead of being a potential source of income, children
became a major expense, as well as more cherished individuals who
deserved every opportunity. African American birthrates, which were
high under slavery, fell rapidly once freedom was achieved in the wake
of the Civil War, when families could hope to provide the best
possible education for their children. By the end of the 19th century,
most families were investing substantial amounts of time and money in
each child’s future. Parents did not want to shortchange their
children and so had fewer.
Growth through Natural
Increase: Births - Declining Birthrates
Birth Control
Women attempted to control
child bearing in various ways, including prolonged breastfeeding,
abstaining from sex, taking herbal remedies, jumping rope, horseback
riding, and having abortions. By the early 19th century, condoms,
originally intended to prevent the spread of sexually transmitted
diseases, were being used to prevent pregnancy. The vulcanization of
rubber after 1839 and the invention of latex in World War I
(1914-1918) made condoms, cervical caps, and diaphragms, more widely
available. From 19th-century newspaper advertisements, it seems that
abortion was a common method of controlling family size. These were
usually performed by untrained men and women, some of whom were
skilled but many of whom were not. Doctors, who were organizing the
first state and national professional organizations during the
mid-19th century, saw these abortionists as unprofessional competitors
and a public danger. Concern about the safety of abortion led to the
first state laws, enacted just before the Civil War, restricting the
practice.
By the
1870s religious reformers who were worried about prostitution and the
perceived spread of vice and sin began to connect contraception and
abortion with immorality. The Comstock Law of 1873 declared birth
control and abortion information obscene and banned it from the U.S.
mail. Many states passed laws against contraception. One reason people
supported bans on birth control was the fear that immigrant groups,
who tended to have larger numbers of children than native-born white
Americans, would come to dominate society if white, Protestant women
did not have more babies. Despite the Comstock Law, birthrates
continued to fall.
A small
number of reformers spoke out publicly in favor of birth control. The
most famous of these advocates was Margaret Sanger, who in 1921
founded the organization that would become Planned Parenthood. Sanger
worked to help poorer women obtain what was still illegal information
on birth control. Planned Parenthood led the fight to have the
Comstock Law overturned.
The
Comstock Law was declared unconstitutional in 1938, although state
laws against birth control remained. In 1965 the Supreme Court of the
United States struck down the last of state laws against
contraception, asserting that married men and women have a right to
privacy. That right was extended to unmarried persons in 1971. In 1973
abortion was legalized in the United States. Since then various
restrictions have been placed on abortion, and the issue is one of the
most divisive in contemporary America.
Growth through Natural
Increase: Births - Birthrates Since World War II
Birthrates decreased
steadily until the Great Depression in the 1930s, when they suddenly
dropped 24 percent in a decade, reaching unprecedented lows in the
mid-1930s. Families felt they could not afford more children during
this prolonged economic crisis. There were also relatively few births
during the crisis of World War II as couples feared for the future and
as husbands and wives were separated because of military service.
Growth through Natural
Increase: Births - Birthrates Since World War II
Baby Boom
After World War II
birthrates shot up, and by the mid-1950s were 30 percent higher than
during the depths of the depression. This unprecedented upward
movement in fertility levels produced a baby boom that was both a
result of postwar prosperity and a reaction against the deprivations
of the depression and war years. This boom helped fuel the growth of
suburbs in the postwar period. The baby-boom generation had lasting
effects on America. Education costs soared as this generation of
children reached school age. The youth culture of the 1960s reflected,
in part, the dominance of adolescent and young adult baby boomers. And
recognizing that baby boomers will begin retiring in the early decades
of the 21st century, the solvency of the Social Security system has
become a major concern. Fertility rates declined again after the
mid-1950s, although the 76 million baby boomers born between 1946 and
1964 contributed to a second, smaller baby boom in the 1970s and 1980s
as they reached adulthood and started having children of their own.
A
number of changes affected fertility rates in the 1950s. Many married
women who had taken temporary jobs during the crisis of World War II
now sought permanent positions. As these women moved into the
workforce, they demanded more effective methods of birth control. By
the 1960s new forms of contraception were available, including the
birth control pill, intrauterine devices, and surgical techniques for
permanently inducing infertility, such as tubal ligation and
vasectomy. At the end of the 20th century, 64 percent of women between
the ages of 15 and 44 reported using birth control. Since 1957, the
trend in the total birthrate has been downward.
Growth through Natural
Increase: Births - Birthrates Since World War II
New Attitudes Toward
Sexuality
While these new
technologies offered more effective control over fertility, new
attitudes toward sexuality in the 1950s stressed impulsiveness,
innovation, and experimentation—all of which discouraged the use of
birth control devices, especially among young, unmarried couples. One
result was that teenage pregnancies and births outside marriage soared
in the 1950s. Teenage pregnancies declined in the 1960s and 1970s,
surged again in the late 1980s, and then declined sharply in the
1990s. By 2000, teenage birth rate was down to 49 births per 1,000.
Out-of-wedlock births, once comparatively rare, increased dramatically
after World War II, and more than a third of all infants in the United
States are now born outside of marriage.
Growth through Natural
Increase: Births - Educational and Racial Differences in Birthrates
Fertility rates declined
among all major groups of Americans in the last decades of the 20th
century, in keeping with the trend since the late 18th century. One
reason for this trend has been the increase in educational
opportunities for women. Women’s educational levels affect births.
Most college-educated women who have children wait until their 30s to
do so, after finishing their education and establishing a career.
Other women begin bearing children earlier and continue bearing
children later in life.
The
education level of parents also affects childbearing. The children of
college-educated parents are less likely to be sexually active at age
15 than the children of those who have not completed high school.
Births
outside marriage among American subcultures differ significantly. From
the 1930s through the 1970s, the rates for unmarried white women
giving birth remained below 10 percent. This rate increased, but was
still under 20 percent in the 1980s. It increased in the 1990s,
reaching 26.7 percent in 1999. The rate of black children born out of
wedlock in 1999 was 68.8 percent; this is high in part because married
black women have few children. A desire to enhance the opportunities
available to their children and fears about the discrimination their
children might face inhibit many married African American couples.
Unmarried couples of all races tend to be more impulsive about
sexuality and childbearing. The percentage of births to unmarried
Hispanics in 1999 was 42.1 percent.
Better-educated women and men of all groups—black, white, or
Hispanic—are more likely to bear children within marriage than
individuals with less education. Black women, married and unmarried,
have a far higher rate of unintended or unwanted pregnancies than
other groups, more than half of all pregnancies. This may indicate
less access to suitable birth control technologies. Hispanic women
have the largest number of children among major groups—3.1 children on
average, compared to 2.2 for blacks, 2.1 for Native Americans, 2.1 for
Asians and Pacific Islanders, and 2.1 for whites.
The
causes for the recent changes in births and marriage are poorly
understood. But because births outside of marriage, early sexual
experimentation, and early childbearing are so strongly linked to
educational levels, and because educational achievement is itself
linked to wealth, the rise in out-of-wedlock births may be a function
of the changing U.S. economy. Since the 1970s the industrial base of
the United States has been eroding, and with it many good-paying jobs.
In 1979 the typical middle-class worker earned $498 a week. In 1995 he
or she earned $475 a week (adjusted for inflation). Income for the
poorest fifth of Americans fell .78 percent a year between 1973 and
1993. Industrial employment has been replaced by service work, which
rewards highly educated, computer-savvy workers well but which tends
to pay the majority of workers low wages. Rapid economic change,
financial stress, and anxiety about the future may undermine the
ability of couples to form more stable unions and have children within
marriage.
Growth through Natural
Increase: Deaths
Fertility rates are not
the only factor influencing population growth. The population also
grows when people are healthier and therefore live longer. Just as the
birthrate has been steadily declining in the United States, so, too,
has the death rate.
American babies are healthier than ever before in this country’s
history and 99.3 percent will survive to their first birthday.
Although the records from a century ago are incomplete, they indicate
that only 84 percent of infants survived their first year. And a
century before that, about 80 percent of infants may have lived to
their first birthday. Most of the improvement in infant health has
come in the 20th century and is due to improved childcare, better
medical care for mothers and children, better sanitation, and the
development of antibiotics.
Children born in 2003 can expect to reach age 74.4 if they are male
and age 80 if they are female. Around the turn of the 20th century,
the average life expectancy for women was 48, and for men it was 46. A
century earlier, when childbirth was more dangerous, women had the
lower life expectancy, around 35, compared with 37 for men.
Americans are living longer because medical care and public sanitation
have improved substantially. However, infant survival and life
expectancies are lower in the United States than in other developed
countries because of disparities in wealth, education, and access to
health care. In Japan in 2003, men could expect to live to age 77.6
and women to 84.4; in Sweden men could expect to live to age 77.3 and
women to 82.8. In western Europe, the infant mortality rate is about 5
deaths per 1,000 births; in Japan it is 3.3; in the United States it
is 6.8.
In the
American population, wealthier people live longer, healthier lives
than do poorer people. Great differences between rich and poor can
produce poor health for the poorest citizens. From the 1920s to the
early 1970s, America experienced an expansion of the middle class.
Since then, the rich have nearly doubled their share of the country’s
wealth. Hopelessness and rage can lead to substance abuse, violence,
and mental depression, which can negatively affect health and
longevity. More direct effects of poverty that shorten life spans for
the poorest populations include malnutrition, exposure to extremes of
heat and cold, and lack of medical attention.
More
cohesive communities with a more equitable distribution of income and
goods, even if relatively poor, tend to have better overall health
than those with great disparities in wealth. For example, in the early
1990s the District of Columbia, where there are great disparities
between the wealthy neighborhoods and the majority of poor
neighborhoods, had an overall life expectancy of 62 for men and 74 for
women. In Kansas, where the median household income was below that of
Washington, D.C., but where the social differences are less sharply
defined, the life expectancy was 73 for men and 80 for women.
Life
expectancies also differ substantially by ethnicity and race. In 1999,
whites, who tend to be wealthier, had a life expectancy of 77.3, and
blacks, who tend to have less wealth, had a life expectancy of 71.4.
This is, however, a smaller gap than once existed.
As
noted earlier, women have a longer life expectancy than men. This is
because women have a somewhat stronger immune system and suffer less
from stress-related illnesses and from alcoholism, drug abuse, and
violence. Because of the longer female life span, the U.S. population
had more women than men in 2003—147.7 million women compared to 142.6
million men. Up to age 30, however, men outnumbered women in the
United States, for two reasons: slightly more males are born than
females, and slightly more young men immigrate into the United States
than women.
Growth through Natural
Increase: Deaths - Disease and Death in Early America
The small groups of people
who migrated to the Americas from Asia thousands of years ago brought
few germs with them. Although accidents and malnourishment were always
possible, few infectious diseases were present in the Americas. When
explorers and settlers arrived from densely populated Europe, they
introduced diseases such as smallpox, measles, influenza,
tuberculosis, whooping cough, scarlet fever, malaria, and gonorrhea.
Africans brought smallpox as well, along with yellow fever, dengue
fever, and malaria. Most Europeans and Africans had stronger
immunities to the common diseases of their homelands, and Africans had
discovered how to inoculate themselves against smallpox. Native
Americans had no immunity to these imported diseases, and they died in
large numbers. One estimate indicates disease was responsible for
reducing native populations by 25 to 50 percent (in comparison,
warfare reduced native populations by about 10 percent during the 18th
and 19th centuries). Some Native American nations became extinct.
Starvation and dislocation lasting into the 20th century also
contributed to high death rates among Native Americans.
The
earliest European settlers in the 17th century experienced high death
rates. In Virginia, only about a third of the 104 people who came from
England in May 1607 survived eight months after arriving. By 1624,
about 7,000 settlers had come ashore, but only about 1,200 remained
alive. The emphasis on searching for gold and quick profits meant that
these first colonists paid little attention to producing food,
building houses, or establishing permanent settlements. Starvation,
exposure to the elements, and war with the native peoples caused large
numbers of deaths. Half of the first settlers in New England did not
survive the first winter, in 1620. However, the death rate decreased
sharply in the north as colonists arrived in family groups and quickly
created farms and towns to provide economic support. As a consequence
of the low death rate, the population in the north grew rapidly
without the need for many additional immigrants.
At
first more European men than women lived in the south, and the
southern population grew more slowly than the northern population.
Deaths matched or surpassed births. The hotter climate in the south
bred diseases such as malaria and dysentery, and European laborers
frequently died of these and other semitropical diseases. Africans,
who were imported to labor in the fields, were susceptible to lung
diseases, but had some protection against malaria and yellow fever,
and against smallpox if they had been inoculated in their homelands.
African slaves shared their knowledge of smallpox inoculation during
the 18th century, and the English discovered a vaccine against
smallpox in the early 19th century. Even so, most diseases remained
untreatable because the causes of illness were not understood.
Another
source of disease emerged when large cities grew up around northern
ports in the 17th and 18th centuries. These early cities were dirty
places that grew haphazardly, without provision for clean water or
sewage disposal. They served as ports of entry not only for travelers
and immigrants but also for the diseases these voyagers brought with
them. Epidemics of smallpox, yellow fever, measles, mumps, scarlet
fever, and influenza frequently swept through the cities, while the
isolated countryside was often spared these devastating illnesses.
Among the worst of these was a series of yellow fever epidemics that
hit Philadelphia in the 1790s. Ten percent of the population died in
1793, and smaller epidemics occurred in New York, Harrisburg, and
other cities.
Growth through Natural
Increase: Deaths - Improved Sanitation
These outbreaks prompted
the first concerted efforts at health reform in the late 18th and
early 19th centuries. Major northern cities began constructing central
water systems and collecting garbage. Central water systems meant that
people in the largest cities had cleaner water for drinking and water
for washing more frequently. Central water systems also made obsolete
the rain barrels where disease-carrying mosquitoes bred. Cities
invested in nuisance abatement, which included measures such as
draining swamps and flooded areas, cleaning outhouses untended by
landlords, tearing down abandoned housing, killing rats and mice,
rounding up stray dogs, supervising cemeteries and burial practices,
enforcing sanitation measures and market inspections, removing trash,
and cleaning streets. Cities also enforced the quarantine of arriving
passengers until all seemed healthy. Merchants often protested when
their ships were quarantined. However, merchants were convinced of the
effectiveness of such measures after quarantines helped diminish death
rates during cholera epidemics in the 1840s.
By the
middle of the 19th century, these civic reforms made the northern
cities healthier than the countryside. Rural areas, however, could not
afford the public health measures that improved conditions in the
largest and most prosperous cities. Cholera was a major killer on
wagon trains heading West. Yellow fever, malaria, hookworm, and other
maladies still prevailed in the South, which experienced major yellow
fever epidemics in the 1850s and in 1873. These epidemics led to the
creation of the National Board of Health and a federal quarantine
system.
In the
mid-19th century, the development of the germ theory, which stated
that microorganisms cause infectious diseases, helped people
understand how diseases were transmitted. Antiseptic procedures began
to be used, saving many lives in surgery and childbirth. Concerned
individuals and private groups carried on much of the early fight
against germs and disease. Mothers sought to improve health by
attacking the germs that might harm their families. They taught their
children to brush their teeth, use a handkerchief when blowing their
nose, cover their mouths when coughing, wash with soap, and never
spit. This concern for health and sanitation even helped fuel the
woman’s suffrage movement, as many women demanded the right to vote in
order to push for clean water, clean streets, and the pasteurization
of milk. In the second half of the 19th century, the health and
longevity of African Americans and their children improved
substantially after the end of slavery enabled them to form permanent
families. Enslaved children had been undernourished, poorly clothed,
and denied education. When plantation owners no longer made the
decisions about child care, children were healthier and better
educated. And after 1867 the Granger movement, which brought farmers
together to solve common problems, helped raise standards of
sanitation on farms.
By the
turn of the 20th century, the United States was a major center for
medical research, and vaccines, antiseptic methods, and preventive
measures substantially improved medical care. One estimate is that by
1910 a patient had a 50-50 chance of being cured by a doctor’s advice.
As the 20th century began, deaths from communicable diseases were
generally declining, although deaths from tuberculosis and influenza
remained significant. At the same time, degenerative diseases of old
age, such as heart disease, started to become more common causes of
death.
Improvements in medicine, sanitation, and health, however, were
countered by rapid industrialization of the United States in the late
19th century, which created air and water pollution, overcrowded
cities, and substantial pockets of abject poverty in urban and rural
areas. The Progressive movement of the late 19th and early 20th
centuries addressed the health problems of the urban poor. Its many
reforms included meat inspections, the Pure Food and Drug Act, and
pasteurization of milk. State and federal governments began to enforce
public health measures. The well-being of residents was no longer only
a personal or a municipal matter, as state and federal agencies began
to bring health reforms to larger numbers of Americans.
The New
Deal, the government’s program in the 1930s to counteract the effects
of the Great Depression, continued the Progressive agenda of improving
health and sanitation. It was particularly effective in improving
conditions in the South, which lagged behind the health advances made
in the North. This regional disparity was largely because the rural,
agricultural South lacked the financial resources of the industrial
North. The Civil Works Administration, a New Deal agency that provided
work relief in 1933 and 1934, targeted malaria as a severe problem in
the South. One aspect of the agency’s activities was building improved
housing with screened windows to keep out disease-carrying mosquitoes.
Growth through Natural
Increase: Deaths - Better Health Care
Access to modern medicine
also began to equalize with the New Deal. After 1935 the Social
Security Administration began to provide medical aid to children,
pregnant women, and the disabled. During this time, private,
commercial health insurance began to be developed. In 1929 a group of
schoolteachers in Dallas, Texas, contracted with a local hospital to
provide health coverage for a fixed fee. Shortly thereafter, the
American Hospital Association created Blue Cross and Blue Shield to
offer health insurance policies for groups. Health maintenance
organizations (HMOs) were developed in the 1940s but did not become
widespread until the 1980s.
Higher
levels of medical care reached millions as people joined the armed
forces during World War II. Community health also improved in many
rural areas near military bases, as the government modernized water
systems and sewage plants, exterminated mosquitoes and other
disease-carrying insects, campaigned against sexually transmitted
diseases, and provided direct medical attention to civilian workers at
the bases.
The
federal Department of Health, Education, and Welfare (now the
Department of Health and Human Services) was created in 1953. It
underwrote the construction of hospitals and clinics and provided
funds for medical research. Medicare and Medicaid were added to the
Social Security laws in the mid-1960s to offer medical care to the
elderly and to the needy. In the 1970s the federal government funded
toxic waste cleanups and promoted clean air and water.
Modern
antibiotics—including sulfa drugs and penicillin first used during
World War II—became available to the American public in the postwar
years. These drugs provided the first effective weapons against
bacterial infections, and their use transformed medicine in the 1950s.
Medical researchers in the 1950s also developed new vaccines,
including one against polio. The annual death rate in 1940
(age-adjusted to discount any effect of the postwar baby boom), before
the availability of the new antibiotics, was 10.76 percent; by 1960 it
was down to 7.6.
Growth through Natural
Increase: Deaths - Current Trends
Since those days of
miracle drugs, however, the rates for cancer have risen, despite
considerable improvements in treatment. Cancer and heart disease were
the leading causes of death in the United States at the beginning of
the 21st century, in part due to the aging of the American population
and the successes in curing other diseases. Another reason these
diseases became more common is the unhealthy lifestyle of many
Americans, who eat high-fat foods and high-calorie snacks and do not
exercise enough. In addition, pollution is a suspected cause of
cancer.
Additionally, new diseases emerged and old diseases resurfaced in the
last quarter of the 20th century. The most serious of the new diseases
was acquired immunodeficiency syndrome (AIDS). In 1995 it ranked as
the eighth leading cause of death in the United States, but it has
since declined significantly. Some diseases—such as tuberculosis,
thought to be nearly wiped out because of antibiotics—developed
resistance to drugs most commonly used to treat it. Cases of
tuberculosis increased during the 1980s, and decreased only after
1991, when the government started taking aggressive steps to halt the
increase.
A
significant cause of death in the United States in the 20th century is
unrelated to disease. During the span of the 20th century,
homicide rose from insignificant levels to become a major cause of
death. It was, in 1998, the number-three cause of death among children
from the ages of 1 to 4, the number-four cause of death among children
from 5 to 14, and the number-two cause among young adults from 15 to
24. Only after age 45 does homicide disappear as a major cause of
death. While homicide rates in the United States remain higher than in
other industrialized nations, in the 1990s the homicide rate began to
fall dramatically. In 1991 there were 9.8 homicide victims for every
100,000 people in the United States; by 1999 the rate had decreased to
5.7 victims per 100,000.
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